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Regulatory Onboarding Specialist (Dodd Frank) in New York, NY at ConsultNet

Date Posted: 12/6/2018

Job Snapshot

  • Employee Type:
    Full-Time
  • Location:
    New York, NY
  • Job Type:
  • Experience:
    5 to 10 years
  • Date Posted:
    12/6/2018
  • Job ID:
    18-02853

Job Description

Job Title: Regulatory/Onboarding Specialist (Dodd Frank)
Duration: 6 months +
Location: New York, NY (midtown)

JOB DESCRIPTION:
Client is looking for an Ob-Boarding Specialist with strong Dodd-Frank regulatory experience. 

Responsibilities:

  • Onboarding new accounts into the firm—includes new client onboarding docs
  • Will work with sales, clients, credit, compliance, legal and regulatory operations to onboard new clients and maintain existing clients
  • Will be uploading documents, working with trading systems, data entry systems


Experience:

  • 5-10 years of professional onboarding experience
  • Extensive Regulatory experience reviewing protocols and bilaterals (Dodd Frank, EMIR, Canadian, Cross-Border)
  • Experience with onboarding large asset managers
  • Experience with FATCA, Customer Certifications (Suitability, QIB, Reg S)
  • AML Experience


Be a part of the ConsultNet difference. As a leading national provider of IT staffing and solutions, ConsultNet delivers exceptional services to startup, midmarket and Fortune 1000 companies across North America. Since 1996, we've partnered with clients to create rewarding opportunities for our consultants, successfully building teams that have surefire results.
In the past two years alone, we have placed more than 1,500 consultants in contract, contract-to-hire, or direct placement opportunities. We understand communication is key to finding the right job that matches your skills and career goals. For us, it's not just the work that we do; it's how we do the work. Our breadth of offerings extends to multiple IT positions in major markets throughout the country, see more at www.consultnet.com.